Our Credentials

Investment Management & Insurance Advisors, Inc. is a state-registered investment advisor located in Raleigh, North Carolina.

We have been independent investment advisors since 1988.

We manage the accounts of our investment clients on a fee basis. Our ADV Disclosure document describes our fees and credentials as a money manager.

 Please read our ADV Part II disclosure document to find out more about our qualifications and credentials.

We rely on a theory about how technology evolves to help us select stocks for our client’s account  The economic theory is called Structural Evolutionary Regional Economic Theory (SERET), and we wrote a book about the theory in 2007 called Predicting Technology.

SERET describes how knowledge about technology is diffused within the economy, and how the new technology creates new markets. We suspect that companies that are undergoing technological innovation may experience an increase in stock prices over a 3 – 5 year period.

We used the theory as the basis for a patent on our stock selection and asset allocation method, which was granted to us in 2007.